Reflection Asset Management
Firm details
- Headquarters
- ,
- CRD number
- 306663
- Registered since
- September 24, 2020
- Website
- www.reflectionam.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Investment Companies50.24%
- Individuals49.76%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Reflection Asset Management is a privately owned, SEC-registered limited liability company formed in 2020 that operates as an institutional registered investment adviser. The firm serves both individual and family clients as well as institutional accounts, charging fees based on a percentage of assets under management and hourly rates for certain services. Core advisory activities include comprehensive financial planning and portfolio management across individuals, small businesses, investment companies and other institutional clients, along with educational seminars and workshops. Reflection signals a focus on ESG considerations in its investment process.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities48%
- Public Funds/Mutual Funds48%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2
Jason Britton
President, CIOCRD 2977194
Dennis Mason
Chief Compliance OfficerCRD 3107130
Contacts
1 of 1
Betsy Moszeter
Investment Adviser RepresentativeCRD 5192402
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 53Active vs passive
$29.1M in ETFs
67%
$19.4M
5%
$9.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $5.3M | 8,475 | 18.08% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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