REEF SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
RICHARDSON, Texas
CRD number
31951
Registered since
March 22, 1993

Firm profile

FINTRX

Overview

Reef Securities, Inc. is organized as a corporation and has been registered with the SEC since 1993. The firm is individually owned and is categorized in available records as "unclassified." Publicly available snapshot data provides only limited operational detail: Reef Securities is not identified as a capital allocator, is not marked as an active ESG investor, and is not designated a multi-state adviser. The firm is also not listed as a pension consultant or a related adviser. No firm-level description of advisory services, client segments, fee schedules or specific business activities was provided in the source material, so there is little public information about its investment approach or client-facing offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • JAMES RICHARDS

    Chief Financial OfficerCRD 2680389

Contacts

3 of 3
  • PAUL MAUCELI

    ​President and FounderCRD 2330829

  • Kenneth Shade

    Compliance OfficerCRD 3259826

  • JEREMY SHEPHERD

    Vice PresidentCRD 5731348

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

RICHARDSON, TX

DALLAS

Location

RICHARDSON, TX

Headquartered in RICHARDSON, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
1901 N Central Expy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth