Reef Securities, Inc.

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Richardson, Texas
CRD number
31951
Registered since
March 22, 1993

Firm profile

FINTRX

Overview

Reef Securities, Inc. is a corporate-structured investment entity that has been SEC-registered since 1993 and is owned by an individual. Public classification for the firm is listed as "Unclassified," and the available snapshot flags the firm as not operating as a capital allocator. The firm is not identified as an active ESG investor and is not recorded as a multi-state or newly formed adviser. It is also not flagged as a pension consultant or as a related adviser to another registered entity. The limited fields populated in the snapshot suggest the firm does not publish detailed public-facing information about its advisory or investment activities.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • James Richards

    James Richards

    Chief Financial OfficerCRD 2680389

Contacts

3 of 3
  • Paul Mauceli

    Paul Mauceli

    ​President and FounderCRD 2330829

  • Kenneth Shade

    Kenneth Shade

    Compliance OfficerCRD 3259826

  • Jeremy Shepherd

    Vice PresidentCRD 5731348

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Richardson, TX

Dallas

Location

Richardson, TX

Headquartered in Richardson, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
1901 N Central Expy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth