Reef Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Richardson, Texas
CRD number
31951
Registered since
March 22, 1993

Firm profile

FINTRX

Overview

Reef Securities, Inc. is organized as a corporation and appears to be an individually owned, small-scale firm with a limited public footprint. Publicly reported fields classify the firm as "Unclassified" rather than assigning it to a particular advisory niche, and the firm does not identify itself as a capital allocator or a pension consultant. It also does not list active ESG investing, multistate advisory activity, a related adviser relationship, or status as a newly formed adviser. Available records contain very little detail about Reef Securities' operating model. Items such as client base, fee structure and advisory activities are not disclosed in the source summary. Regulatory documentation indicates the firm lists two office locations, but there are no accompanying public descriptions of office addresses, geographic market focus, AUM, or client counts.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • James Richards

    James Richards

    Chief Financial OfficerCRD 2680389

Contacts

3 of 3
  • Kenneth Shade

    Kenneth Shade

    Compliance OfficerCRD 3259826

  • Paul Mauceli

    Paul Mauceli

    ​President and FounderCRD 2330829

  • Jeremy Shepherd

    Vice PresidentCRD 5731348

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Richardson, TX

Dallas

Location

Richardson, TX

Headquartered in Richardson, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
1901 N Central Expy
Time zone
CT (UTC-6)
Office locations

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