REDEMPTION CAPITAL

RIASEC RegisteredEst. 2022
Total AUM
$237M
Discretionary
$191M
80% of AUM
Avg account
$471K
Accounts
504
Employees
4
Advisory reps
2

Firm details

Headquarters
MIDLAND, Texas
CRD number
310824
Registered since
March 10, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI88.5%
  • Individuals5.77%
  • Pension & Profit Sharing Plans5.73%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Redemption Capital is an independent RIA organized as an LLC and registered with the SEC in 2022. The firm acts as a capital allocator for both high-net-worth individuals and institutional clients, offering financial planning, discretionary portfolio management, pension consulting and the selection of third‑party advisers. Its fee model combines a percentage-of-AUM charge with the option for hourly fees, and it operates primarily as a single-owner practice. Investment behavior shows a clear tilt toward public markets—exchange-traded equities represent the largest single asset class the firm uses—while the stated preference for fixed-income suggests a conservative risk posture in core portfolios. Redemption Capital is not positioned as an ESG-focused manager and does not operate as a multi-state adviser. The firm routinely places client capital with external managers for alternative strategies and real assets rather than building those capabilities entirely in-house.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 37%, US Government Bonds 34%, Public Funds/Mutual Funds 11%, State & Local Bonds 9%, Cash & Cash Equivalents 5%, Non-Exchange Traded Equities 4%37%
  • Exchange Traded Equities37%
  • US Government Bonds34%
  • Public Funds/Mutual Funds11%
  • State & Local Bonds9%
  • Cash & Cash Equivalents5%

Contacts

2 of 2
  • John Maxey

    Partner, AdvisorCRD 6592071

  • Chad Clark

    Partner, Senior AdvisorCRD 5057668

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

MIDLAND, TX

MIDLAND

Location

MIDLAND, TX

Headquartered in MIDLAND, TX, anchoring the Midland-Odessa, TX metro in the South.

Metro area
Midland-Odessa, TX
Region
South
County
MIDLAND
Address
800 N Marienfeld St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth