Red Spruce Capital, LLC

RIASEC Registered
Total AUM
$257M
Discretionary
$257M
100% of AUM
Avg account
$813K
Accounts
316
Employees
4
Advisory reps
4

Firm details

Headquarters
Berwyn, Pennsylvania
CRD number
158720
Registered since
September 14, 2018
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM
Client types
  • HNWI89.71%
  • Individuals10.26%
  • Charitable Organizations0.04%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Red Spruce Capital, LLC is an independent registered investment adviser organized as an LLC that provides fee-based portfolio management primarily for individuals, families and small businesses. The firm is SEC-registered (registered in 2018) and reports an owner-type of individual. Its client base is concentrated on private individuals and families, and its compensation model is a percentage-of-AUM fee. The firm indicates it is not an active ESG investor, is not set up as a capital allocator, and does not identify as a pension consultant or related adviser in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 84%, Public Funds/Mutual Funds 15%, Cash & Cash Equivalents 1%84%
  • Exchange Traded Equities84%
  • Public Funds/Mutual Funds15%
  • Cash & Cash Equivalents1%

Contacts

3 of 4
  • Mark Vasquez

    Mark Vasquez

    Portfolio ManagerCRD 5961702

  • Amish Desai

    Amish Desai

    Portfolio ManagerCRD 5961705

  • Rahul Shah

    Rahul Shah

    Portfolio ManagerCRD 4669305

Unlock 1 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 12

Active vs passive

$48.8M in ETFs

Passive

100%

$48.8M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO BULLETSHARES 2027 CORPORATE BOND ETF (BSCR)InvescoPassiveTarget Maturity$10.1M515,80420.66%

Location

Primary office

Berwyn, PA

Chester

Location

Berwyn, PA

Headquartered in Berwyn, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Chester
Address
1055 Westlakes Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth