RAYLIANT INVESTMENT RESEARCH

RIASEC RegisteredEst. 2020
Total AUM
$203M
Discretionary
$203M
100% of AUM
Avg account
$50.9M
Accounts
4
Employees
21
Advisory reps
3

Firm details

Headquarters
NEWPORT BEACH, California
CRD number
306119
Registered since
April 1, 2020
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Rayliant Investment Research is an institutional-focused investment adviser that provides portfolio management for investment companies. The firm operates on a percentage-of-AUM fee model and identifies as an active ESG investor, which indicates environmental, social and governance considerations are incorporated into its investment process. Registered with the SEC in 2020 and owned by a combination of a foreign entity and an individual, Rayliant targets institutional mandates and manages discretionary portfolios. Investment activity is concentrated. Public filings show a relatively small number of reportable equity positions, implying the firm favors selective, higher-conviction holdings rather than broad, highly diversified public equity sleeves. At the same time, Rayliant supplements public market exposures with allocations to non-equity instruments and externally managed alternative strategies, reflecting a multi-asset approach tailored to institutional investment-company mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • JASON HSU

    Chairman & Chief Investment OfficerCRD 4923405

  • Phillip Wool

    Chief Research OfficerCRD 8246709

Contacts

1 of 1
  • JOSHUA KATZ

    CCOCRD 4447522

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

NEWPORT BEACH, CA

ORANGE

Location

NEWPORT BEACH, CA

Headquartered in NEWPORT BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
5140 Birch St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth