RAND CAPITAL MANAGEMENT
Firm details
- Headquarters
- BUFFALO, New York
- CRD number
- 304504
- Registered since
- July 17, 2019
- Website
- www.randcapital.com
- Fee structure
- Percentage of AUM, Other
- Client types
- Pooled Investment Vehicles55.44%
- Business Development Companies38.91%
- Investment Companies5.65%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Rand Capital Management is an SEC-registered limited liability company that operates as a private equity fund manager and adviser to pooled investment vehicles and investment companies. The firm performs commodity pool/commodity trading advisor functions (CPO/CTA) in addition to portfolio management responsibilities. Its client base is institutional, and its fee arrangements include percentage-of-AUM schedules alongside other, unspecified fee structures. The firm does not identify as an active ESG investor and is not structured as a multi-state adviser. Rand Capital Management reports affiliations across a range of service roles, including broker-dealer relationships, trust company and real estate broker activity, and roles as sponsor or general partner of pooled investment vehicles. The firm appears focused on private-market strategies rather than serving as a third-party capital allocator.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1KRISTEN CAMMARATA
Chief Compliance OfficerCRD 5712807
Contacts
3 of 3Daniel Penberthy
PresidentCRD 7134441
OLIVER BARFIELD
ManagerCRD 3177572
Brechtel Margaret
Executive Vice PresidentCRD 7482608
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
BUFFALO, NY
ERIE
Location
BUFFALO, NY
Headquartered in BUFFALO, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- ERIE
- Address
- 14 Lafayette Sq
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
NORTH WOODS WEALTH MANAGEMENT
RIABUFFALO, NY
COLLINS ADVISORS, LLC
RIABUFFALO, NY
MILLER, GESKO & COMPANY INC.
RIABUFFALO, NY
WINTHROP PARTNERS - WNY, LLC
RIABUFFALO, NY
WESTERN NEW YORK FINANCIAL GROUP, LLC
RIABUFFALO, NY
WINTHROP PARTNERS - EPA, LLC
RIABUFFALO, NY