Rand Capital Management

RIASEC Registered
Total AUM
$137M
Discretionary
$137M
100% of AUM
Avg account
$34.2M
Accounts
4
Employees
10
Advisory reps
4

Firm details

Headquarters
Buffalo, New York
CRD number
304504
Registered since
July 17, 2019
Fee structure
Percentage of AUM, Other
Client types
  • Pooled Investment Vehicles55.44%
  • Business Development Companies38.91%
  • Investment Companies5.65%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Rand Capital Management LLC operates as a private equity manager and is registered with the SEC (registered in 2019). The firm presents itself primarily to institutional clients and charges fees that include a percentage of assets under management plus other fee arrangements. Its stated business activities include CPO/CTA functions, and it provides portfolio management for investment companies and pooled investment vehicles. The firm is organized as a limited liability company and lists both a domestic entity and individual ownership structure. It does not identify as an active ESG investor. Rand Capital Management also reports several industry roles and affiliations: broker-dealer, other investment adviser, CPO/CTA, trust company, real estate broker, and sponsor/GP/managing member of pooled investment vehicles. The firm is not characterized as a capital allocator and it is not a multi-state or newly formed adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

FINTRX

Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Buffalo, NY

Erie

Location

Buffalo, NY

Headquartered in Buffalo, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.

Metro area
Buffalo-Cheektowaga-Olean, NY
Region
Northeast
County
Erie
Address
14 Lafayette Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth