RAIN DOG FINANCIAL

RIASEC Registered
Total AUM
$18.8M
Discretionary
$18.8M
100% of AUM
Avg account
$438K
Accounts
43
Employees
1
Advisory reps
1

Firm details

Headquarters
BELLEVUE, Washington
CRD number
328633
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI97.94%
  • Individuals2.06%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Rain Dog Financial is a small, independent registered investment adviser structured as an LLC and owned by an individual. The firm serves individuals and families, offering financial planning and discretionary portfolio management tailored to individuals and small businesses. Its fee arrangements include percentage-of-AUM billing as well as fixed fees. Rain Dog does not describe itself as an active ESG investor, and it is not registered as a multi-state adviser. The firm does not operate as a capital allocator; instead it uses third-party managers for alternative exposures. Advisory activity is focused on traditional planning and portfolio management rather than institutional consulting or related-adviser platforms.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Cash & Cash Equivalents 5%, Exchange Traded Equities 3%92%
  • Public Funds/Mutual Funds92%
  • Cash & Cash Equivalents5%
  • Exchange Traded Equities3%

Contacts

1 of 1
  • Steven McConnell

    FounderCRD 7828938

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BELLEVUE, WA

KING

Location

BELLEVUE, WA

Headquartered in BELLEVUE, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
330 112th Ave NE
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth