RAI Wealth Management

RIASEC Registered

Total AUM

$160M

Discretionary

$160M

100% of AUM

Avg account

$284K

Accounts

562

Employees

Advisory reps

Firm details

Headquarters: Placentia, California
CRD number: 277137
Registered since: February 13, 2025
Website: www.raiwm.com
Custodians: CHARLES SCHWAB & CO., INC., SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI50.8%
Individuals46.89%
Charitable Organizations2.32%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

RAI Wealth Management is an independent, privately owned registered investment adviser that serves individual and family clients. The firm operates as a capital allocator and provides a mix of financial planning and discretionary portfolio management services for individuals, small businesses and institutional clients. Its advisory offerings include financial planning, pension consulting, portfolio management and the selection of external advisers. Fee arrangements are flexible and include a percentage-of-AUM charge along with hourly and fixed-fee options. RAI does not identify as an active ESG investor.