R.W. ROGE & COMPANY, INC

RIASEC RegisteredEst. 1986

Total AUM

$419M

Discretionary

$395M

94% of AUM

Avg account

$507K

Accounts

827

Employees

9

Advisory reps

5

Firm details

Headquarters: BOHEMIA, New York
CRD number: 104645
Registered since: September 26, 1986
Website: www.rwroge.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Other
Client types: HNWI77.35%
Individuals16.82%
Pension & Profit Sharing Plans5.83%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

R.W. Roge & Company, Inc. is an independent registered investment adviser that has been operating since the mid-1980s. The firm serves both individual and family clients as well as institutional accounts, providing financial planning, discretionary portfolio management for individuals and small businesses, and educational seminars. Its fee model includes percentage-of-AUM billing alongside other fee arrangements. The firm was recognized by FA Magazine as a Top RIA Firm in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities53%
Public Funds/Mutual Funds41%
Cash & Cash Equivalents4%
Private Funds1%

Owners & executives

2 of 2

STEVEN ROGE
CEO & Chief Investment OfficerCRD 4866201
SUSAN ROGE
Chief Compliance OfficerCRD 4908203

Contacts

3 of 3

PHILIP BRUCATO
Wealth AdvisorCRD 4837619
CHRISTOPHER KEHOE
DirectorCRD 2424005
CHRISTINE PARISI
Senior Wealth AdvisorCRD 4334353

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 43

Active vs passive

$200M in ETFs

Passive

84%

$168M

Active

11%

$31.8M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD 500 INDEX FUND (VOO)	Vanguard	Passive	Large Blend	$32.5M	54,326	16.25%

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Primary office

BOHEMIA, NY

SUFFOLK

Location

BOHEMIA, NY

Headquartered in BOHEMIA, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: SUFFOLK
Address: 1 Corporate Dr
Time zone: ET (UTC-5)
Office locations

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