R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.

RIASEC RegisteredEst. 2006
Total AUM
$33.6M
Discretionary
$33.6M
100% of AUM
Avg account
$5.6M
Accounts
6
Employees
24
Advisory reps
4

Firm details

Headquarters
SUNNY ISLES BEACH, Florida
CRD number
137788
Registered since
January 27, 2006
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

R.G. Niederhoffer Capital Management, Inc. operates as a hedge fund manager and registered adviser that provides portfolio management to pooled investment vehicles, investment companies and institutional entities. The firm is structured as a corporation with an individual owner and has been SEC-registered since 2006. Its business activity profile includes functioning as a commodity pool operator or commodity trading advisor, indicating the firm trades or advises on futures/derivatives as part of its strategies. Clients are institutional, and the firm's fee schedule combines a percentage-of-AUM charge with performance-based fees and other arrangements, consistent with active, manager-driven strategies. The firm does not position itself as an ESG investor and is not registered as a multi-state adviser. The advisory footprint is oriented toward running pooled vehicles and serving institutional mandates rather than retail or pension consulting.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • PAUL SHEN

    Chief Investment OfficerCRD 2120122

  • RONALD GRABER

    General Counsel and Chief Compliance OfficerCRD 5415569

Contacts

2 of 2
  • ZINOVI LEVITAN

    Director of OperationsCRD 5908014

  • ROY NIEDERHOFFER

    PresidentCRD 2338107

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SUNNY ISLES BEACH, FL

MIAMI DADE

Location

SUNNY ISLES BEACH, FL

Headquartered in SUNNY ISLES BEACH, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
16690 Collins Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth