QUAD-CITIES INVESTMENT GROUP, LLC
Firm details
- Headquarters
- DAVENPORT, Iowa
- CRD number
- 154113
- Registered since
- June 28, 2010
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI64.6%
- Individuals19.07%
- Corporations / Businesses7.99%
- Pension & Profit Sharing Plans5.91%
- Charitable Organizations2.43%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Quad-Cities Investment Group, LLC is an independent registered investment adviser organized as an LLC and on the SEC register since 2010. The firm manages client portfolios on a fee basis (percentage of AUM) and provides financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its client base includes individual and family investors as well as institutional clients. The firm does not identify as an active ESG investor and does not appear to act as a primary capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Public Funds/Mutual Funds26%
- US Government Bonds7%
- Cash & Cash Equivalents3%
- State & Local Bonds1%
Contacts
3 of 8JEREMY HAUER
Client Service SpecialistCRD 5756167
LAURA SWIFT
Founding PartnerCRD 4117964
AMY KRAMER
Compliance ManagerCRD 2765326
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 122Active vs passive
$196M in ETFs
54%
$107M
45%
$89.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIRST TRUST EXCHANGE-TRADED FUND III (FPE) | First Trust | Active | Preferred Stock | $9.5M | 536,184 | 4.84% |
Location
DAVENPORT, IA
SCOTT
Location
DAVENPORT, IA
Headquartered in DAVENPORT, IA, anchoring the Davenport-Moline, IA-IL metro in the Midwest.
- Metro area
- Davenport-Moline, IA-IL
- Region
- Midwest
- County
- SCOTT
- Address
- 5177 Utica Ridge Rd
- Time zone
- CT (UTC-6)
- Office locations
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