Quad-Cities Investment Group, LLC
Firm details
- Headquarters
- Davenport, Iowa
- CRD number
- 154113
- Registered since
- June 28, 2010
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI64.6%
- Individuals19.07%
- Corporations / Businesses7.99%
- Pension & Profit Sharing Plans5.91%
- Charitable Organizations2.43%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Quad-Cities Investment Group, LLC is an independent registered investment adviser organized as an LLC. The firm is registered with the SEC (registration year 2010) and operates on a percentage-of-AUM fee model. Ownership is listed as a combination of a domestic entity and an individual. Clients include individuals and families as well as institutional relationships; the firm provides financial planning, portfolio management for individuals and small businesses, and pension consulting services. Quad-Cities reports it is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Public Funds/Mutual Funds26%
- US Government Bonds7%
- Cash & Cash Equivalents3%
- State & Local Bonds1%
Contacts
3 of 8
Jeremy Hauer
Client Service SpecialistCRD 5756167
David Borcherding
Investment AdvisorCRD 4306798
Laura Swift
Founding PartnerCRD 4117964
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 125Active vs passive
$212M in ETFs
53%
$113M
45%
$99.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $10.5M | 50,498 | 4.96% |
Location
Davenport, IA
Scott
Location
Davenport, IA
Headquartered in Davenport, IA, anchoring the Davenport-Moline, IA-IL metro in the Midwest.
- Metro area
- Davenport-Moline, IA-IL
- Region
- Midwest
- County
- Scott
- Address
- 5177 Utica Ridge Rd
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Wealthspan Partners, LLC
RIADavenport, IA
Matheson & Rock Wealth Management, LLC
RIADavenport, IA
AOT Invest LLC
RIADavenport, IA
Investment Consulting Group Inc
RIADavenport, IA
Abundance Financial Coaching, LLC
RIADavenport, IA
Legacy Bridge Private Family Offices
RIAWest Des Moines, IA