PZENA INVESTMENT MANAGEMENT LLC

RIASEC RegisteredEst. 1995
Total AUM
$81.4B
Discretionary
$80.6B
99% of AUM
Avg account
$332M
Accounts
245
Employees
164
Advisory reps
9

Firm details

Headquarters
New York, New York
CRD number
106847
Registered since
December 15, 1995
Custodians
STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles44.01%
  • Investment Companies29.95%
  • State / Municipal Government17.79%
  • Pension & Profit Sharing Plans3.86%
  • Other Investment Advisers1.48%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

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Overview

Pzena Investment Management LLC is an investment manager organized as an LLC and operating since 1995. The firm functions as an equity-focused investment manager that serves individuals, families and institutional clients, providing portfolio management across individual accounts, pooled vehicles and registered investment companies. It charges both asset-based and performance fees and identifies itself as an active ESG investor. Pzena also acts in sponsor and GP roles for pooled investment vehicles and maintains broker-dealer and other adviser affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents2%
  • Non-Exchange Traded Equities1%

Owners & executives

3 of 5
  • EVAN FIRE

    Chief Operating OfficerCRD 4470526

  • CHENYU CAI

    Managing Principal, CEOCRD 7081330

  • JOHN GOETZ

    Managing Principal, Co-Chief Investment OfficerCRD 4361133

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Contacts

3 of 4
  • WILLIAM LIPSEY

    Principal and Vice ChairmanCRD 1553822

  • JESSICA DORAN

    Managing PrincipalCRD 6406095

  • ALLISON FISCH

    President & Managing PrincipalCRD 7692654

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
320 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth