PWA Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
34
Avg account
$0

Firm details

Headquarters
Fort Lauderdale, Florida
CRD number
321974
Registered since
March 10, 2023

Firm profile

FINTRX

Overview

PWA Securities, LLC is organized as a limited liability company with a mixed ownership structure that includes a domestic entity and an individual owner. The firm is categorized in the dataset as "Unclassified" rather than being placed into a standard advisory segment. In the snapshot data the firm is identified as not serving as a capital allocator, not positioning itself as an active ESG investor, and not operating as a multi-state adviser. It is also flagged as neither newly formed nor a pension consultant, and it is not listed as a related adviser to another registered entity. The available descriptive fields for fee structure, client base, specific business activities, and advisory scope are not populated in the source material, so there is limited public detail about the types of services or client niches PWA Securities pursues.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Joseph Karl

    Joseph Karl

    Chief Investment StrategistCRD 5478578

  • Thomas Scanlan

    Thomas Scanlan

    Chief Compliance Officer and Chief Operations OfficerCRD 3182780

  • Todd Moll

    Todd Moll

    Director & Chief Investment OfficerCRD 2134560

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Contacts

3 of 29
  • Ryan Whiteman

    Ryan Whiteman

    Financial AdvisorCRD 5826489

  • William Mckenna

    William Mckenna

    Regional DirectorCRD 1029691

  • Shane Phillips

    Shane Phillips

    Senior Portfolio Manager, Financial AdvisorCRD 5953987

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Fort Lauderdale, FL

Broward

Location

Fort Lauderdale, FL

Headquartered in Fort Lauderdale, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Broward
Address
200 E Las Olas Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth