PWA Securities, LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
34
Avg account
$0

Firm details

Headquarters
Fort Lauderdale, Florida
CRD number
321974
Registered since
March 10, 2023

Firm profile

FINTRX

Overview

PWA Securities, LLC is organized as a limited liability company and is recorded as an SEC-registered adviser with a registration year of 2023. Ownership is listed as a mix of a domestic entity and an individual, and the firm is classified as unclassified in the available dataset. The profile indicates the firm is not a capital allocator and is not identified as an active ESG investor. It is also not designated as a multi-state adviser and is not listed as a newly formed adviser. The firm has not supplied descriptive details about its client segments, fee structures, specific advisory activities, or broader business operations in the source material.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Joseph Karl

    Joseph Karl

    Chief Investment StrategistCRD 5478578

  • Thomas Scanlan

    Thomas Scanlan

    Chief Compliance Officer and Chief Operations OfficerCRD 3182780

  • Todd Moll

    Todd Moll

    Director & Chief Investment OfficerCRD 2134560

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Contacts

3 of 29
  • Ryan Whiteman

    Ryan Whiteman

    Financial AdvisorCRD 5826489

  • William Mckenna

    William Mckenna

    Regional DirectorCRD 1029691

  • Shane Phillips

    Shane Phillips

    Senior Portfolio Manager, Financial AdvisorCRD 5953987

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Fort Lauderdale, FL

Broward

Location

Fort Lauderdale, FL

Headquartered in Fort Lauderdale, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Broward
Address
200 E Las Olas Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth