Public Safety Financial/Galloway

RIASEC RegisteredEst. 2008

Total AUM

$17.9M

Discretionary

$17.9M

100% of AUM

Avg account

$235K

Accounts

Employees

Advisory reps

Firm details

Headquarters: Mesa, Arizona
CRD number: 141091
Registered since: March 20, 2008
Website: www.galloway911.com
Custodians: CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure: Percentage of AUM, Fixed Fees, Other
Client types: Individuals100%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Public Safety Financial/Galloway is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2008. The firm serves individual and family clients and offers fee arrangements that include a percentage of assets under management, fixed fees and other fee structures. Core services listed in regulatory filings encompass comprehensive financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, plus client education through seminars/workshops and published newsletters. FINTRX flags the firm as not actively pursuing ESG investing and shows an insurance-company industry affiliation.