Protocol Wealth, LLC

RIASEC RegisteredEst. 2025

Total AUM

$127M

Discretionary

$50.9M

40% of AUM

Avg account

$2.9M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Denver, Colorado
CRD number: 335298
Registered since: April 10, 2025
Custodians: ALTRUIST FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees, Performance Based Fees
Client types: HNWI78.79%
Individuals20.97%
Pooled Investment Vehicles0.24%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Protocol Wealth, LLC is an independent registered investment adviser that positions itself as a capital allocator for both individual/family and institutional clients. The firm is SEC-registered as of 2025 and offers a mix of advisory services including financial planning, portfolio management for individuals and small businesses, selection of outside managers, and educational seminars or workshops. Its fee arrangements are varied—percentage of assets under management, hourly, subscription, fixed-fee engagements and performance-based fees are all used. The firm is not flagged as an active ESG investor.