PROSSER CREEK ASSET MANAGEMENT LLC
Firm details
- Headquarters
- CORTE MADERA, California
- CRD number
- 318883
- Registered since
- December 16, 2024
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Other50.63%
- Pooled Investment Vehicles27.69%
- Corporations / Businesses21.68%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Prosser Creek Asset Management LLC is a boutique hedge-fund–style adviser focused on institutional mandates and pooled investment vehicles. The firm is SEC-registered and operates with a fee model that combines a percentage of assets under management with performance-based fees, signaling an active, results-driven approach to portfolio construction. Its regulatory filing lists business activity as a CPO/CTA and advisory activities that include portfolio management for pooled vehicles and for businesses or institutions, which indicates the firm runs at least one pooled vehicle and has capacity to run commodity-pool or managed-futures style exposures in addition to traditional strategies. Investment posture tilts decisively toward liquid, exchange-traded equities: the firm reports a clear preference for equities and maintains most of its SMA assets in exchange-traded securities. Prosser Creek’s client base is institutional and concentrated, which aligns with its hedge-fund classification and performance-fee structure. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Cash & Cash Equivalents7%
Owners & executives
1 of 1KEVIN SWIFT
Chief Compliance OfficerCRD 3266131
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CORTE MADERA, CA
MARIN
Location
CORTE MADERA, CA
Headquartered in CORTE MADERA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- MARIN
- Address
- 300 Tamal Plz
- Time zone
- PT (UTC-8)
- Office locations
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