PROSSER CREEK ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2024
Total AUM
$267M
Discretionary
$267M
100% of AUM
Avg account
$88.9M
Accounts
3
Employees
1
Advisory reps
1

Firm details

Headquarters
CORTE MADERA, California
CRD number
318883
Registered since
December 16, 2024
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Other50.63%
  • Pooled Investment Vehicles27.69%
  • Corporations / Businesses21.68%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Prosser Creek Asset Management LLC is a boutique hedge-fund–style adviser focused on institutional mandates and pooled investment vehicles. The firm is SEC-registered and operates with a fee model that combines a percentage of assets under management with performance-based fees, signaling an active, results-driven approach to portfolio construction. Its regulatory filing lists business activity as a CPO/CTA and advisory activities that include portfolio management for pooled vehicles and for businesses or institutions, which indicates the firm runs at least one pooled vehicle and has capacity to run commodity-pool or managed-futures style exposures in addition to traditional strategies. Investment posture tilts decisively toward liquid, exchange-traded equities: the firm reports a clear preference for equities and maintains most of its SMA assets in exchange-traded securities. Prosser Creek’s client base is institutional and concentrated, which aligns with its hedge-fund classification and performance-fee structure. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 93%, Cash & Cash Equivalents 7%93%
  • Exchange Traded Equities93%
  • Cash & Cash Equivalents7%

Owners & executives

1 of 1
  • KEVIN SWIFT

    Chief Compliance OfficerCRD 3266131

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CORTE MADERA, CA

MARIN

Location

CORTE MADERA, CA

Headquartered in CORTE MADERA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
MARIN
Address
300 Tamal Plz
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth