Prosperity Investment Advisors, Inc.

RIASEC Registered
Total AUM
$12M
Discretionary
$0
0% of AUM
Avg account
$273K
Accounts
44
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
148473
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals83.33%
  • HNWI8.33%
  • Pension & Profit Sharing Plans8.33%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Prosperity Investment Advisors, Inc. is an independent registered investment advisor that focuses on providing financial planning services and portfolio management for individuals, families, and small businesses. The firm operates under a fee structure that includes a percentage of assets under management and hourly charges. While it does not engage in capital allocation or act as a pension consultant, it serves a diverse client base that includes both individual and institutional clients. The firm is not actively involved in ESG investing and does not operate as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 35%, Cash & Cash Equivalents 9%, Other 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities35%
  • Cash & Cash Equivalents9%
  • Other2%
  • US Government Bonds1%

Contacts

1 of 1
  • Stephanie Burris

    PresidentCRD 4974018

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth