PROSPERITY - AN EISNERAMPER COMPANY

RIASEC RegisteredEst. 2015
Total AUM
$3.2B
Discretionary
$3.2B
100% of AUM
Avg account
$575K
Accounts
5,557
Employees
66
Advisory reps
62

Firm details

Headquarters
OWINGS MILLS, Maryland
CRD number
133777
Registered since
May 18, 2015
Website
www.prosperityea.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI81.39%
  • Individuals16.73%
  • Corporations / Businesses1.3%
  • Charitable Organizations0.45%
  • Pension & Profit Sharing Plans0.13%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Prosperity - An Eisneramper Company is an independent, SEC-registered registered investment adviser organized as an LLC and first registered in 2015. The firm acts as a capital allocator to client portfolios and serves both individuals/families and institutional clients. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm also operates as an insurance broker and provides a mix of advisory services — financial planning, portfolio management for individuals and small businesses, pension consulting, manager selection, and educational seminars. Prosperity identifies as an active ESG investor, indicating environmental, social or governance considerations are integrated into at least some investment activity.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 61%, Exchange Traded Equities 22%, Cash & Cash Equivalents 9%, State & Local Bonds 5%, Investment Grade Corp Bonds 2%, US Government Bonds 1%61%
  • Public Funds/Mutual Funds61%
  • Exchange Traded Equities22%
  • Cash & Cash Equivalents9%
  • State & Local Bonds5%
  • Investment Grade Corp Bonds2%

Owners & executives

2 of 2

  • Cassity Wingenbach

    Chief Operating OfficerCRD 5310099

  • Brian Thorkelson

    Chief Market StrategistCRD 4336809

Contacts

3 of 60

  • Michael Riley

    DirectorCRD 5730317

  • Robert Fradella

    ​Retirement Plan SpecialistCRD 3048542

  • WILLIAM ST.CLAIR

    Wealth AdvisorCRD 2929373

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 263

Active vs passive

$1.9B in ETFs

Passive

84%

$1.6B

Active

15%

$309M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$289M442,17414.98%
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Location

Primary office

OWINGS MILLS, MD

BALTIMORE

Location

OWINGS MILLS, MD

Headquartered in OWINGS MILLS, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
BALTIMORE
Address
10065 Red Run Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth