PROSPERITY ADVISERS, LLC

RIASEC RegisteredEst. 2020
Total AUM
$376M
Discretionary
$376M
100% of AUM
Avg account
$368K
Accounts
1,021
Employees
8
Advisory reps
3

Firm details

Headquarters
HORSHAM, Pennsylvania
CRD number
282998
Registered since
July 31, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI77.07%
  • Individuals22.93%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Prosperity Advisers, LLC is an independent registered investment adviser that began SEC registration in 2020 and is structured as a limited liability company under individual ownership. The firm focuses on individual and family clients and provides financial planning, discretionary portfolio management for individuals and small businesses, and selection of other advisers. It also operates as an insurance broker and offers multiple fee arrangements including a percentage of assets under management, hourly charges, and fixed fees. Prosperity Advisers identifies itself as a capital allocator rather than solely a pure advisory shop, and it does not position itself as an ESG-focused or multistate specialist.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 56%, Exchange Traded Equities 36%, Private Funds 6%, Cash & Cash Equivalents 2%56%
  • Public Funds/Mutual Funds56%
  • Exchange Traded Equities36%
  • Private Funds6%
  • Cash & Cash Equivalents2%

Contacts

3 of 3
  • DANIEL BARRAM

    Investment Adviser RepresentativeCRD 6621910

  • Lisa Barram

    PresidentCRD 6621908

  • AUSTIN BENOFF

    Client Services AnalystCRD 7812450

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 22

Active vs passive

$113M in ETFs

Passive

99%

$112M

Active

1%

$1.5M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TAX-MANAGED FUNDS (VEA)VanguardPassiveForeign Large Blend$32.8M511,19128.92%

Location

Primary office

HORSHAM, PA

MONTGOMERY

Location

HORSHAM, PA

Headquartered in HORSHAM, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
MONTGOMERY
Address
424 Dresher Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth