Prosperitas Financial, LLC
Firm details
- Headquarters
- Valencia, California
- CRD number
- 315768
- Registered since
- August 30, 2021
- Website
- prosperitasfin.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals44.19%
- HNWI41.4%
- Pension & Profit Sharing Plans12.07%
- Investment Companies2.09%
- Pooled Investment Vehicles0.25%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Prosperitas Financial, LLC is an independent registered investment adviser (organized as an LLC) that registered with the SEC in 2021. The firm is owned individually and serves both individual/family clients and institutional accounts. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, and pension consulting. Compensation models include percentage-of-AUM, hourly engagements, and fixed fees. Prosperitas is not designated as a capital allocator and does not identify as an active ESG investor. The firm maintains industry relationships with a broker-dealer and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities35%
- Private Funds6%
- US Government Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$111M in ETFs
82%
$91.3M
16%
$20.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP GROWTH ETF (SCHG) | Schwab | Passive | Large Growth | $15.8M | 439,405 | 14.16% |
Location
Valencia, CA
Los Angeles
Location
Valencia, CA
Headquartered in Valencia, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 25060 Avenue Stanford
- Time zone
- PT (UTC-8)
- Office locations
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