PROSPERITAS FINANCIAL, LLC
Firm details
- Headquarters
- VALENCIA, California
- CRD number
- 315768
- Registered since
- August 30, 2021
- Website
- prosperitasfin.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals44.19%
- HNWI41.4%
- Pension & Profit Sharing Plans12.07%
- Investment Companies2.09%
- Pooled Investment Vehicles0.25%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Prosperitas Financial, LLC is an SEC-registered limited liability advisory firm (registered in 2021) that serves both individual/family and institutional clients. The firm provides financial planning, portfolio management for individuals, small businesses and institutions, and pension consulting. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Prosperitas reports affiliations with a broker-dealer and an insurance company and does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities35%
- Private Funds6%
- US Government Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
3 of 4BYRON ALVARADO
CEOCRD 4908032
CHRISTOPHER STAMOS
CEO & CCOCRD 4247704
CHRISTOPHER INGRAM
Chief Executive OfficerCRD 3156210
Contacts
3 of 35JENNIFER BROWN
President, Financial AdvisorCRD 4898981
Mark Gustafson
Financial AdvisorCRD 7499008
Frederick Arnold
SolicitorCRD 8185531
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 35Active vs passive
$102M in ETFs
83%
$84.5M
16%
$17.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US LARGE-CAP GROWTH ETF (SCHG) | Schwab | Passive | Large Growth | $12.8M | 440,302 | 12.61% |
Location
VALENCIA, CA
LOS ANGELES
Location
VALENCIA, CA
Headquartered in VALENCIA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 25060 Avenue Stanford
- Time zone
- PT (UTC-8)
- Office locations
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