PROSPERA FUNDS, INC.

RIASEC RegisteredEst. 2025
Total AUM
$4.6M
Discretionary
$4.6M
100% of AUM
Avg account
$4.6M
Accounts
1
Employees
4
Advisory reps
4

Firm details

Headquarters
ISLE OF PALMS, South Carolina
CRD number
331765
Registered since
March 31, 2025
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Prospera Funds, Inc. is a small, institutionally oriented advisory firm organized as a corporation and SEC-registered in 2025. Its stated advisory activity is portfolio management for investment companies, and it charges clients on a percentage-of-assets-under-management basis. The firm does not position itself as an active ESG investor and is not listed as a multi-state adviser. With institutional clients and a single-client footprint, Prospera appears to operate as a boutique manager focused on managing one investment vehicle or one institutional mandate. The firm’s allocation activity includes use of third-party venture capital managers, indicating a willingness to access private, early-to-growth stage equity through external fund relationships rather than purely in-house direct investing.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • KRISTOF WILD

    CIO & CCOCRD 7295947

  • MICHAEL LOWENBERG

    CFOCRD 2505584

  • PETER MONTALBANO

    CEOCRD 2208686

Contacts

1 of 1
  • Michael Pierce

    Marketing SpecialistCRD 2602409

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

ISLE OF PALMS, SC

CHARLESTON

Location

ISLE OF PALMS, SC

Headquartered in ISLE OF PALMS, SC, in the South of the United States.

Region
South
County
CHARLESTON
Address
119 Charleston Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth