Prospect Trading LLC

Overview

Prospect Trading LLC is an individual-owned limited liability company that provides discretionary portfolio management primarily for individuals, families and small business clients. The firm favors exchange-traded equities as its core allocation and combines percentage-of-AUM, hourly and performance-based fee arrangements. Prospect Trading is not an active ESG investor and does not operate as a multi‑state adviser. Investment activity centers on liquid, exchange-traded instruments; that tilt toward equities suggests a stock- and ETF-focused implementation with the flexibility to employ separate managed accounts and tactical trading where warranted. The firm reports working with both individual and institutional clients and structures its advisory approach to accommodate performance-fee arrangements, which can align manager and client incentives on certain mandates.

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Location & Offices