PROSPECT STREET HOLDINGS, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2025
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
KINGSTON, New York
CRD number
332072
Registered since
June 27, 2025

Firm profile

FINTRX

Overview

Prospect Street Holdings, LLC operates as a limited liability company that combines private fund management with broker‑dealer distribution activity. The firm is registered with the SEC (registered year 2025) and is set up to act as a registered representative of a broker‑dealer and as a salesperson of other financial products. Its corporate profile and reported activity indicate the primary investment focus is running pooled private investment vehicles rather than operating a traditional retail advisory platform. The firm is not identified as an ESG investor, is not a multi‑state adviser, and is not classified as a capital allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • MICHAEL MARTINO

    Director of AccountingCRD 2579146

  • Gene Murphy

    Managing PartnerCRD 4739772

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

KINGSTON, NY

ULSTER

Location

KINGSTON, NY

Headquartered in KINGSTON, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
ULSTER
Address
8 N Front St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth