Prospect Advisors, LLC
RIASEC Registered
Total AUM
$26M
Discretionary
$26M
100% of AUM
Avg account
$867K
Accounts
30
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 155337
- Fee structure
- Percentage of AUM
- Client types
- Individuals97.31%
- HNWI2.69%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Prospect Advisors, LLC operates as a limited liability company focused on providing portfolio management services primarily for individuals and small businesses. The firm is structured to cater to a client base that includes both individuals and families, employing a fee structure based on a percentage of assets under management. While the firm does not engage in active ESG investing, it specializes in managing portfolios for various clients, including businesses and institutions.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Cash & Cash Equivalents10%
Contacts
1 of 1
Albert Sebastian
PresidentCRD 1911340
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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