Prospect Advisors, LLC
RIASEC Registered
Total AUM
$26M
Discretionary
$26M
100% of AUM
Avg account
$867K
Accounts
30
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 155337
- Fee structure
- Percentage of AUM
- Client types
- Individuals97.31%
- HNWI2.69%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Prospect Advisors, LLC is an independently owned registered investment adviser operating as an LLC and focused on serving individual and family clients. The firm provides discretionary portfolio management for individuals, small businesses and for business or institutional clients. Its advisory fees are charged as a percentage of assets under management. Prospect Advisors does not describe itself as an active ESG investor, is not a multi-state adviser, and is not structured as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Cash & Cash Equivalents10%
Contacts
1 of 1
Albert Sebastian
PresidentCRD 1911340
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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