PROMONTORY FINANCIAL PLANNING, LLC

RIASEC RegisteredEst. 2019

Total AUM

$319M

Discretionary

$319M

100% of AUM

Avg account

$560K

Accounts

570

Employees

Advisory reps

Firm details

Headquarters: FARMINGTON, Utah
CRD number: 153666
Registered since: January 28, 2019
Website: www.promontoryfp.com
Custodians: SEI INVESTMENTS DISTRIBUTION CO.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals64.26%
HNWI34.48%
Pension & Profit Sharing Plans1.25%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Promontory Financial Planning, LLC is an independent registered investment adviser formed as an LLC and registered with the SEC in 2019. The firm serves both individual and family clients as well as institutional clients, providing financial planning and portfolio management for individuals, small businesses, and institutions. It also operates as an insurance broker and lists affiliations with other investment advisers, accountants, and insurance companies. The firm charges fees on a mix of percentage-of-AUM, hourly, and fixed-fee bases, and is owned by an individual owner. Promontory does not act as a capital allocator and does not identify as an active ESG investor.