Profit Strategies, Inc.

RIASEC Registered
Total AUM
$28.9M
Discretionary
$19.8M
68% of AUM
Avg account
$490K
Accounts
59
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
112976
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals51.11%
  • HNWI31.24%
  • Pension & Profit Sharing Plans17.65%
Services
Portfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Profit Strategies, Inc. is a corporation that operates within the financial services industry, providing a range of advisory and investment management services. The firm caters to both individual and family clients, as well as institutional investors. Their business activities encompass insurance brokerage, accounting, and the sale of various financial products. Profit Strategies, Inc. focuses on portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. The firm does not actively engage in ESG investing and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 53%, Exchange Traded Equities 46%, Cash & Cash Equivalents 1%53%
  • Public Funds/Mutual Funds53%
  • Exchange Traded Equities46%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Sharon Martin

    Sharon Martin

    PresidentCRD 1099820

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth