PROFESSIONAL PLANNING GROUP

RIASEC RegisteredEst. 1980

Total AUM

$1.3B

Discretionary

$1.2B

95% of AUM

Avg account

$550K

Accounts

2,395

Employees

Advisory reps

Firm details

Headquarters: WESTERLY, Rhode Island
CRD number: 108868
Registered since: July 18, 1980
Website: www.ppgadvisors.com
Custodians: RAYMOND JAMES TRUST COMPANY OF NH, RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI72.03%
Individuals26.86%
Charitable Organizations1.11%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Professional Planning Group is an independent registered investment adviser operating as a corporation since its SEC registration in 1980. The firm serves both individual and family clients as well as institutional accounts and describes itself as a capital allocator. Its advisory offering spans financial planning, portfolio management for individuals, small businesses and institutions, manager selection, and educational workshops. The firm also conducts broker-dealer registered representative and insurance brokerage activities, and bills clients via AUM fees, hourly charges and fixed fees. Professional Planning Group does not position itself as an ESG-focused manager. It maintains industry ties to accounting professionals and runs a mix of direct advisory services and third‑party manager allocations. The firm has been recognized in industry publications, appearing on FA Magazine’s Top RIA Firms list in 2020 and on Forbes’ America’s Top RIA Firms lists in 2023 and 2024.