Professional Financial Advisors, LLC
Firm details
- Headquarters
- North Platte, Nebraska
- CRD number
- 173719
- Registered since
- April 10, 2019
- Website
- www.pfaretire.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI34.7%
- Individuals29.86%
- Other19.82%
- State / Municipal Government9.14%
- Banking / Thrift Institutions2.58%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Professional Financial Advisors, LLC is an independent registered investment adviser that began SEC registration in 2019 and operates as a limited liability company owned by a combination of domestic entity and individual interests. The firm serves both individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. It functions as a capital allocator and reports being an active ESG investor. Its fee menu includes percentage-of-AUM billing alongside hourly, fixed and other fee arrangements.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Exchange Traded Equities7%
- US Government Bonds3%
- Cash & Cash Equivalents3%
- Non-Exchange Traded Equities1%
Contacts
3 of 7
Kayla Douglas
Administrative AssistantCRD 7300356
Troy Fry
Financial AdvisorCRD 4808963
Douglas Peterson
Financial AdvisorCRD 1303079
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 120Active vs passive
$605M in ETFs
81%
$490M
18%
$115M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 1500(R) COMPOSITE STOCK MARKET ETF (SPTM) | State Street | Passive | Large Blend | $121M | 1,532,743 | 20.02% |
Location
North Platte, NE
Lincoln
Location
North Platte, NE
Headquartered in North Platte, NE, in the Midwest of the United States.
- Region
- Midwest
- County
- Lincoln
- Address
- 1400 S Dewey St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
First Nebraska Financial Services
RIANorth Platte, NE
Bellwether Wealth
RIALincoln, NE
The Magnolia Group, LLC
RIAOmaha, NE
Lincoln Capital, LLC
RIALincoln, NE
Cambridge Advisors Inc
RIAOmaha, NE
Mcmill Cpa And Advisors
RIANorfolk, NE