Professional Financial Advisors, LLC
Firm details
- Headquarters
- North Platte, Nebraska
- CRD number
- 173719
- Registered since
- April 10, 2019
- Website
- www.pfaretire.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI34.7%
- Individuals29.86%
- Other19.82%
- State / Municipal Government9.14%
- Banking / Thrift Institutions2.58%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Professional Financial Advisors, LLC is an independent registered investment adviser formed as an LLC and active since 2019. The firm serves both individual and family clients as well as institutional relationships, and operates as a capital allocator that selects third-party managers in addition to managing client portfolios directly. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and selection of other advisers. The firm reports being an active ESG investor and lists an accounting professional affiliation. Fee arrangements are flexible and include percentage-of-AUM charges alongside hourly and fixed-fee engagements. The firm also provides both discretionary and non-discretionary advisory arrangements across its client base.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds87%
- Exchange Traded Equities7%
- US Government Bonds3%
- Cash & Cash Equivalents3%
- Non-Exchange Traded Equities1%
Contacts
3 of 7
Kayla Douglas
Administrative AssistantCRD 7300356
Troy Fry
Financial AdvisorCRD 4808963
Douglas Peterson
Financial AdvisorCRD 1303079
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 140Active vs passive
$775M in ETFs
83%
$641M
16%
$134M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 1500(R) COMPOSITE STOCK MARKET ETF (SPTM) | State Street | Passive | Large Blend | $204M | 2,244,068 | 26.28% |
Location
North Platte, NE
Lincoln
Location
North Platte, NE
Headquartered in North Platte, NE, in the Midwest of the United States.
- Region
- Midwest
- County
- Lincoln
- Address
- 1400 S Dewey St
- Time zone
- CT (UTC-6)
- Office locations
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