PROFESSIONAL FINANCIAL ADVISORS INC

RIASEC Registered
Total AUM
$23.6M
Discretionary
$0
0% of AUM
Avg account
$787K
Accounts
30
Employees
2
Advisory reps
2

Firm details

Headquarters
SAN JUAN CAPASTRANO, California
CRD number
105296
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals64.41%
  • HNWI35.59%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Professional Financial Advisors Inc. operates as an independent registered investment advisor (RIA) focused on providing financial planning services and portfolio management for individuals and small businesses. The firm is structured as a corporation and is owned by an individual. While it does not actively engage in ESG investing, it offers a range of services that cater to individual and family clients, charging fees based on a percentage of assets under management (AUM) and hourly rates. The firm also acts as a registered representative of a broker-dealer, allowing it to expand its service offerings.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Contacts

2 of 2
  • Maximilian Mann

    Financial AdvisorCRD 6871746

  • CHARLES MANN

    Financial AdvisorCRD 1010028

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN JUAN CAPASTRANO, CA

ORANGE

Location

SAN JUAN CAPASTRANO, CA

Headquartered in SAN JUAN CAPASTRANO, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
30240 Rancho Viejo Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth