Processus Wealth & Capital Management, LLC

RIASEC RegisteredEst. 2020

Total AUM

$250M

Discretionary

$250M

100% of AUM

Avg account

$1.1M

Accounts

233

Employees

2

Advisory reps

2

Firm details

Headquarters: ,
CRD number: 155306
Registered since: September 10, 2020
Website: www.processuswealth.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM
Client types: HNWI93.69%
Individuals6.31%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Processus Wealth & Capital Management, LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2020. The firm is owner-operated and serves individual and family clients, charging fees as a percentage of assets under management. Its advisory services focus on financial planning and discretionary portfolio management for individuals, small businesses, and business or institutional clients. The firm reports it is not an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities50%
Public Funds/Mutual Funds49%
Cash & Cash Equivalents1%

Owners & executives

1 of 1

Grady Tabor
Co-Founder and Chief Investment OfficerCRD 1908925

Contacts

1 of 1

Jeffrey Jordan
Co-FounderCRD 2490684

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 9

Active vs passive

$25M in ETFs

Passive

82%

$20.5M

Active

18%

$4.6M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES RUSSELL TOP 200 GROWTH ETF (IWY)	BlackRock	Passive	Large Growth	$7.9M	31,902	31.74%

Unlock additional holdings →

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Summit Wealth Management Group, Inc.

Camarillo, CA

AUM $250MTEAM 6REPS 4

Calabasas Advisory Group, LLC

Westlake Village, CA

AUM $250MTEAM 2REPS 2

Northill Aims, LLC

Richardson, TX

AUM $249MTEAM 2REPS 2

Braun-Bostich & Associates Inc.

Canonsburg, PA

AUM $250MTEAM 7REPS 4

Tidecrest Wealth Management, LLC

Newport Beach, CA

AUM $250MTEAM 3REPS 3

Oxenfree Financial

Melbourne, FL

AUM $250MTEAM 8REPS 8