PRIVATE WEALTH PARTNERS, LLC

RIASEC RegisteredEst. 2005
Total AUM
$1.9B
Discretionary
$1.9B
100% of AUM
Avg account
$3.2M
Accounts
601
Employees
9
Advisory reps
8

Firm details

Headquarters
MILL VALLEY, California
CRD number
133802
Registered since
January 31, 2005
Website
pwpart.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI93.64%
  • Banking / Thrift Institutions2.67%
  • Individuals1.63%
  • Charitable Organizations1.14%
  • Pension & Profit Sharing Plans0.85%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Private Wealth Partners, LLC is an independent registered investment adviser organized as an LLC and operating since 2005. The firm is individually owned and serves both individual/family and institutional clients. Its advisory work centers on financial planning and discretionary portfolio management for individuals and small businesses. Fee arrangements include a mix of percentage-of-AUM billing, hourly and fixed fees, and arrangements that can include performance-based fees. The firm does not identify as an active ESG investor and is not structured as a capital allocator to third-party funds.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Public Funds/Mutual Funds 13%, Investment Grade Corp Bonds 12%, US Government Bonds 7%, State & Local Bonds 2%, Cash & Cash Equivalents 1%65%
  • Exchange Traded Equities65%
  • Public Funds/Mutual Funds13%
  • Investment Grade Corp Bonds12%
  • US Government Bonds7%
  • State & Local Bonds2%

Owners & executives

1 of 1
  • MICHAEL YONGUE

    Chief Compliance OfficerCRD 7603248

Contacts

3 of 7
  • RICHARD KUCHEN

    Senior Vice PresidentCRD 1421355

  • KATRINA SMITH

    Director of Client Services & OperationsCRD 6610510

  • KENNETH SIEBEL

    ChairmanCRD 423321

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 44

Active vs passive

$61.5M in ETFs

Passive

77%

$47.2M

Active

20%

$14.3M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$16.1M27,92126.21%

Location

Primary office

MILL VALLEY, CA

MARIN

Location

MILL VALLEY, CA

Headquartered in MILL VALLEY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
MARIN
Address
591 Redwood Hwy Frontage Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth