Private Wealth Group, LLC

RIASEC Registered
Total AUM
$274M
Discretionary
$274M
100% of AUM
Avg account
$457K
Accounts
600
Employees
2
Advisory reps
1

Firm details

Headquarters
Tampa, Florida
CRD number
128560
Registered since
April 19, 2007
Custodians
PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • HNWI74.14%
  • Individuals18.5%
  • Charitable Organizations6.66%
  • Corporations / Businesses0.7%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Private Wealth Group, LLC is an independent, SEC-registered investment adviser (registered in 2007) that operates as a capital allocator for both individual/family and institutional clients. The firm is organized as an LLC with domestic entity/individual ownership and charges clients on a percentage-of-AUM basis. Its advisory focus is portfolio management for individuals and small businesses and the selection of other advisers, reflecting a mix of direct portfolio oversight and third-party manager relationships. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 76%, Cash & Cash Equivalents 12%, Exchange Traded Equities 7%, Private Funds 4%76%
  • Public Funds/Mutual Funds76%
  • Cash & Cash Equivalents12%
  • Exchange Traded Equities7%
  • Private Funds4%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 77

Active vs passive

$436M in ETFs

Passive

66%

$288M

Active

<1%

$148M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$73.4M817,55616.81%

Location

Primary office

Tampa, FL

Hillsborough

Location

Tampa, FL

Headquartered in Tampa, FL, in the South of the United States.

Region
South
County
Hillsborough
Address
4902 Eisenhower Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth