Private Financial Management LLC

RIASEC RegisteredEst. 2024
Total AUM
$159M
Discretionary
$150M
95% of AUM
Avg account
$5.1M
Accounts
31
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
313167
Registered since
April 4, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI98.84%
  • Pooled Investment Vehicles1.16%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension Consulting

Firm profile

FINTRX

Overview

Private Financial Management LLC is an independent, SEC-registered investment adviser organized as an LLC and registered in 2024. The firm serves both high-net-worth individuals and family clients as well as institutional relationships. Its service mix centers on financial planning and discretionary portfolio management for individuals and small businesses, plus management of pooled investment vehicles and pension consulting services. Fee arrangements include asset-based fees, fixed fees, and performance-based components. The firm does not identify itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, US Government Bonds 24%, Exchange Traded Equities 19%, Private Funds 5%, State & Local Bonds 2%50%
  • Public Funds/Mutual Funds50%
  • US Government Bonds24%
  • Exchange Traded Equities19%
  • Private Funds5%
  • State & Local Bonds2%

Contacts

1 of 1
  • David Born

    David Born

    Financial AdvisorCRD 5091845

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth