PRIVATE CAPITAL ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2022
Total AUM
$13M
Discretionary
$13M
100% of AUM
Avg account
$1.4M
Accounts
9
Employees
4
Advisory reps
4

Firm details

Headquarters
DARIEN, Connecticut
CRD number
317930
Registered since
March 30, 2022
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI77.57%
  • Individuals15.14%
  • Charitable Organizations7.07%
  • Corporations / Businesses0.22%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Private Capital Asset Management LLC is a small, SEC‑registered advisory firm formed as a limited liability company. It provides portfolio management services to individuals, small businesses and institutional clients, and reports a mix of fee arrangements that includes a percentage of assets under management, fixed fees and performance‑based fees. The firm is not positioned as an active ESG investor, does not operate as a multi‑state adviser, and identifies a related adviser among its affiliations. Industry ties include relationships with another investment adviser and an accounting firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, US Government Bonds 15%, Cash & Cash Equivalents 15%, Other 7%, State & Local Bonds 1%62%
  • Exchange Traded Equities62%
  • US Government Bonds15%
  • Cash & Cash Equivalents15%
  • Other7%
  • State & Local Bonds1%

Owners & executives

2 of 2
  • IAN MCLAUGHLIN

    Chief Compliance OfficerCRD 4863096

  • ROBERT MORSE

    Chief Executive Officer & Chief Investment OfficerCRD 4819277

Contacts

2 of 2
  • MATTHEW ANDREWS

    Managing DirectorCRD 5232358

  • ANN TORREGROSSA

    Vice President of OperationsCRD 7010436

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DARIEN, CT

FAIRFIELD

Location

DARIEN, CT

Headquartered in DARIEN, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
23 Old Kings Hwy S
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth