Private Capital Asset Management LLC
Firm details
- Headquarters
- Darien, Connecticut
- CRD number
- 317930
- Registered since
- March 30, 2022
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI77.57%
- Individuals15.14%
- Charitable Organizations7.07%
- Corporations / Businesses0.22%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Private Capital Asset Management LLC is a small, SEC‑registered advisory firm formed as a limited liability company. It provides portfolio management services to individuals, small businesses and institutional clients, and reports a mix of fee arrangements that includes a percentage of assets under management, fixed fees and performance‑based fees. The firm is not positioned as an active ESG investor, does not operate as a multi‑state adviser, and identifies a related adviser among its affiliations. Industry ties include relationships with another investment adviser and an accounting firm.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- US Government Bonds15%
- Cash & Cash Equivalents15%
- Other7%
- State & Local Bonds1%
Owners & executives
2 of 2Ian Mclaughlin
Chief Compliance OfficerCRD 4863096
Robert Morse
Chief Executive Officer & Chief Investment OfficerCRD 4819277
Contacts
2 of 2
Matthew Andrews
Managing DirectorCRD 5232358
Ann Torregrossa
Vice President of OperationsCRD 7010436
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Darien, CT
Fairfield
Location
Darien, CT
Headquartered in Darien, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Fairfield
- Address
- 23 Old Kings Hwy S
- Time zone
- ET (UTC-5)
- Office locations
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