Prival Securities USA, Inc.

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Miami, Florida
CRD number
337499
Registered since
June 5, 2026

Firm profile

FINTRX

Overview

Prival Securities USA, Inc. is organized as a corporation and is listed as SEC-registered in 2026. Ownership is reported as a combination of a foreign entity and an individual. Regulatory classifications in the available record are limited — the firm is marked as “unclassified” and is not identified as a capital allocator. The firm’s regulatory flags indicate it is not an active ESG investor, is not a multi-state adviser, and is not designated as a pension consultant. Several typical firm attributes (detailed advisory activities, client segments, and fee structure) are not disclosed in the source data, which limits visibility into its client-facing business model and investment mandate.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jaime Ricardo Sosa

    CEOCRD 8187177

Contacts

3 of 3
  • Gary Cuccia

    Gary Cuccia

    FinOpCRD 1386493

  • Steven Karpel

    Steven Karpel

    CCOCRD 2100626

  • Juan Fabrega Roux

    Juan Fabrega Roux

    Board MemberCRD 7476959

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
1101 Brickell Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth