Principal Asset Management (Asia)

RIASEC RegisteredEst. 2022
Total AUM
$14.4B
Discretionary
$13.6B
94% of AUM
Avg account
$411M
Accounts
35
Employees
39
Advisory reps
11

Firm details

Headquarters
Wanchai,
CRD number
322390
Registered since
July 22, 2022
Custodians
CITI PRIVATE BANK
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles79.92%
  • Banking / Thrift Institutions13.83%
  • Pension & Profit Sharing Plans2.67%
  • Sovereign Wealth Funds1.69%
  • Investment Companies1.54%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Principal Asset Management (Asia) is a corporation operating as an institutional registered investment adviser that serves institutional clients and functions as a capital allocator. The firm registered with the SEC in 2022 and is owned by a mix of foreign-entity and individual owners. Its advisory remit includes portfolio management for pooled investment vehicles and for businesses or institutions, plus the selection of other advisers. The firm charges a mix of percentage-of-AUM, fixed, and performance-based fees and identifies itself as an active ESG investor. Its business footprint extends into affiliated industry roles — including broker-dealer relationships, other adviser activities, CPO/CTA functions, banking or thrift institution links, trust company and insurance company affiliations, and sponsor or managing-member involvement with pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 38%, Private Funds 25%, Cash & Cash Equivalents 19%, Investment Grade Corp Bonds 10%, Non-Investment Grade Corp Bonds 8%38%
  • Exchange Traded Equities38%
  • Private Funds25%
  • Cash & Cash Equivalents19%
  • Investment Grade Corp Bonds10%
  • Non-Investment Grade Corp Bonds8%

Owners & executives

3 of 3
  • Justin Lange

    Justin Lange

    Chief Compliance OfficerCRD 7638768

  • Kamal Bhatia

    Kamal Bhatia

    President and CEOCRD 4933060

  • Barbara Wenig

    Barbara Wenig

    Chief Business OfficerCRD 5412981

Contacts

3 of 8
  • Raj Singh

    Portfolio ManagerCRD 7981502

  • Alan Wang

    Portfolio ManagerCRD 8062897

  • Yo-Hann Tan

    Non-Executive DirectorCRD 8062914

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Wanchai, null

Location

Wanchai, null

Headquartered in Wanchai, null.

Address
29f Sun Hung Kai Ctr
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth