Principal Asset Management (Asia)
Firm details
- Headquarters
- Wanchai,
- CRD number
- 322390
- Registered since
- July 22, 2022
- Website
- www.principal.com.hk
- Custodians
- CITI PRIVATE BANK
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Pooled Investment Vehicles79.92%
- Banking / Thrift Institutions13.83%
- Pension & Profit Sharing Plans2.67%
- Sovereign Wealth Funds1.69%
- Investment Companies1.54%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Principal Asset Management (Asia) is a corporation operating as an institutional registered investment adviser that serves institutional clients and functions as a capital allocator. The firm registered with the SEC in 2022 and is owned by a mix of foreign-entity and individual owners. Its advisory remit includes portfolio management for pooled investment vehicles and for businesses or institutions, plus the selection of other advisers. The firm charges a mix of percentage-of-AUM, fixed, and performance-based fees and identifies itself as an active ESG investor. Its business footprint extends into affiliated industry roles — including broker-dealer relationships, other adviser activities, CPO/CTA functions, banking or thrift institution links, trust company and insurance company affiliations, and sponsor or managing-member involvement with pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities38%
- Private Funds25%
- Cash & Cash Equivalents19%
- Investment Grade Corp Bonds10%
- Non-Investment Grade Corp Bonds8%
Owners & executives
3 of 3Justin Lange
Chief Compliance OfficerCRD 7638768

Kamal Bhatia
President and CEOCRD 4933060

Barbara Wenig
Chief Business OfficerCRD 5412981
Contacts
3 of 8Raj Singh
Portfolio ManagerCRD 7981502
Alan Wang
Portfolio ManagerCRD 8062897
Yo-Hann Tan
Non-Executive DirectorCRD 8062914
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Wanchai, null
Location
Wanchai, null
Headquartered in Wanchai, null.
- Address
- 29f Sun Hung Kai Ctr
- Office locations
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