PREP INVESTMENT ADVISERS, L.L.C.

RIASEC RegisteredEst. 2022
Total AUM
$1.9B
Discretionary
$1.9B
100% of AUM
Avg account
$382M
Accounts
5
Employees
34
Advisory reps
5

Firm details

Headquarters
CHICAGO, Illinois
CRD number
296631
Registered since
July 28, 2022
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Prep Investment Advisers, L.L.C. is a SEC-registered investment adviser (registration year 2022) that operates as a manager and sponsor of pooled investment vehicles with a primary orientation toward real estate funds. The firm’s client base is institutional, and its advisory work centers on portfolio management for pooled vehicles rather than acting as a standalone capital allocator. Fee arrangements include a percentage-of-assets component alongside performance-based fees. Prep Investment Advisers identifies as an active ESG investor and lists multiple industry relationships — including broker-dealer activity, other advisory roles, CPO/CTA involvement, insurance company links, real estate brokerage, and roles as sponsor or general partner/managing member of pooled vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • JUNG LEE

    Chief Operating Officer & Chief Financial OfficerCRD 2791334

  • ROBERT PEARCE

    Managing Director and Chief Compliance OfficerCRD 1991468

  • STEPHEN QUAZZO

    Chief Executive OfficerCRD 1060327

Contacts

2 of 2
  • ALDO MAZZOCCO

    Board MemberCRD 8066259

  • DOUGLAS LYONS

    Managing PrincipalCRD 1789623

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
200 W Madison St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth