PRELUDE FINANCIAL

Overview

Prelude Financial is an independent registered investment adviser organized as an LLC that focuses on individual and family clients, with services targeted at financial planning and portfolio management for individuals and small businesses. The firm operates primarily in a non‑discretionary capacity, meaning clients retain trading authority while Prelude Financial provides advice, model construction and ongoing oversight. Fee arrangements are flexible and include a percentage of assets under management, hourly billing, fixed fees and other fee structures. Investment activity is centered on public, exchange‑traded instruments with a clear preference for equities. The firm is not positioned as a capital allocator to private funds and does not list active ESG investing or pension consulting as part of its mandate. Owner control is individual rather than institutional, and the adviser is classified as an independent RIA rather than a multi‑state or affiliated chain adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices