PRELUDE CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2012
Total AUM
$2.4B
Discretionary
$2.4B
100% of AUM
Avg account
$133M
Accounts
18
Employees
32
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
158105
Registered since
March 30, 2012
Fee structure
Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Prelude Capital Management, LLC is an SEC-registered investment manager organized as an LLC and first registered in 2012. The firm operates as a hedge fund and real estate fund manager and describes itself as a multifaceted fund manager that serves institutional clients. It functions in sponsor and general partner capacities for pooled vehicles and is also active as a CPO/CTA, providing portfolio management for pooled investment vehicles and selecting sub‑advisers. Compensation for its services combines fixed fees with performance‑based fees. Prelude does not present itself as an active ESG investor and is not structured as a multi‑state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • ERIC KATTAN

    Partner, Chief Operating OfficerCRD 5824390

  • NICHOLAS TOMASETTI

    General Counsel and Chief Compliance OfficerCRD 6019499

  • JACLYN SOSA

    Chief Financial OfficerCRD 6922410

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Contacts

1 of 1
  • CISCO DEL VALLE

    President & Founding PartnerCRD 3107664

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 74

Active vs passive

$113M in ETFs

Passive

100%

$113M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$19.2M44,59116.96%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
600 Lexington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth