PRECEPT MANAGEMENT, LLC

RIASEC RegisteredEst. 2006
Total AUM
$5.4M
Discretionary
$5.4M
100% of AUM
Avg account
$1.8M
Accounts
3
Employees
3
Advisory reps
2

Firm details

Headquarters
DALLAS, Texas
CRD number
114671
Registered since
February 23, 2006
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Precept Management, LLC operates as a boutique hedge fund manager that focuses on running pooled investment vehicles for institutional clients. The firm functions in a CPO/CTA capacity and provides portfolio management for its funds rather than acting as a broad capital allocator to outside managers. Fee terms combine a percentage-of-AUM charge with performance-based fees, consistent with a manager that seeks to deliver absolute or relative returns to a small set of institutional investors. Precept Management, LLC is not positioned as an ESG investor and reports a related-adviser structure, indicating affiliations with other investment entities or sponsored vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • DANA BAKER

    Chief Investment OfficerCRD 1468835

  • NICK ROOSSIEN

    Chief Compliance OfficerCRD 5245707

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 3

Active vs passive

$26.9M in ETFs

Passive

100%

$26.9M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$10.4M29,00038.61%

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
200 Crescent Ct
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth