Portfolio Management & Planning, Inc.

Overview

Portfolio Management & Planning, Inc. is a small, client-focused advisory firm that concentrates on discretionary equity management for individual and family clients. The firm bills on a percentage-of-AUM basis and provides portfolio management services to individuals and small businesses. Its filing indicates a clear preference for equities as the primary allocation area, with separately managed account (SMA) structures used to deliver bespoke equity exposures alongside pooled vehicles. The firm operates with a concentrated client base—28 clients—so its business model appears tailored to high-touch relationships and individualized portfolio construction. Portfolio decisions are primarily discretionary, reflecting a hands-on approach to rebalancing, tax-aware trading and tactical shifts within public markets rather than passive, do-it-yourself stewardship by clients. The firm is not positioned as an ESG-focused manager, pension consultant, multi-state adviser or a capital allocator to private funds.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices