PONTE INVESTMENT MANAGEMENT LLC

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
338212

Firm profile

FINTRX

Overview

Ponte Investment Management LLC is organized as a limited liability company and operates primarily as a sponsor and general partner of pooled investment vehicles. The firm does not report a retail advisory business; its activity centers on private fund management rather than serving individual advisory clients. Reported classifications indicate an owner-controlled, single-entity structure that focuses on managing and sponsoring private investment vehicles rather than acting as a broad-based, multi-state registered adviser. Investment activity is concentrated in venture capital. The firm’s footprint in private funds suggests a preference for making equity and private placement investments through pooled vehicles, with the manager acting as GP and managing member. Ponte is not listed as an active ESG investor and is not positioned as a pension consultant or dedicated capital allocator in the available records.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • HOWARD LEE

    Managing DirectorCRD 6453961

  • GHIA GRIARTE

    Managing PartnerCRD 4632253

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
1 Embarcadero Ctr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth