Polygon Investment Management

Overview

Polygon Investment Management is a small, owner-operated advisory firm focused on discretionary portfolio management for individual and family clients as well as small businesses and institutions. The firm runs a concentrated equity-first approach, using exchange-traded equities as its primary allocation tool while supplementing equity exposure with mutual funds and targeted alternative allocations. Its fee model mixes a percentage of assets under management with performance-based fees, which aligns compensation with client outcomes and supports selective use of third‑party managers where performance fees are industry standard. Portfolio work is delivered through bespoke, account-level management rather than passive custody-only services. Polygon does not position itself as an ESG-focused manager and operates as a single‑state adviser, keeping a compact client base and a straightforward advisory footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices