POLUS CAPITAL MANAGEMENT (US) INC.
Firm details
- Headquarters
- New York, New York
- CRD number
- 323283
- Registered since
- December 1, 2023
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Polus Capital Management (US) Inc. is an institutional-focused adviser that concentrates on managing pooled investment vehicles, with a primary emphasis on securitized asset strategies. The firm acts as sponsor and managing member for its funds and maintains affiliations across the financial services ecosystem including broker‑dealer, banking, trust, insurance and commodity pool/operator roles. Its fee structure combines a percentage of assets under management with performance-based fees, aligning compensation with fund performance. Investment activity centers on structured and securitized products rather than retail separate-account management. The firm identifies as an active ESG investor, indicating ESG considerations are incorporated into portfolio construction or stewardship across its pooled vehicles. Registered with the SEC in 2023, Polus Capital operates under an ownership mix that includes both foreign and individual stakeholders.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2NICHOLAS CHALMERS
Chief Executive OfficerCRD 5378604
WILLIAM CANNON
Chief Compliance OfficerCRD 8180631
Contacts
3 of 4DAVID KIM
Managing DirectorCRD 4995353
FRANK GOASGUEN
Non-Executive DirectorCRD 4850272
Annalisa Rotunno
DirectorCRD 7640314
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 152 W 57th St
- Time zone
- ET (UTC-5)
- Office locations
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