POLUS CAPITAL MANAGEMENT (US) INC.

RIASEC RegisteredEst. 2023
Total AUM
$1.2B
Discretionary
$1.2B
100% of AUM
Avg account
$394M
Accounts
3
Employees
18
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
323283
Registered since
December 1, 2023
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Polus Capital Management (US) Inc. is an institutional-focused adviser that concentrates on managing pooled investment vehicles, with a primary emphasis on securitized asset strategies. The firm acts as sponsor and managing member for its funds and maintains affiliations across the financial services ecosystem including broker‑dealer, banking, trust, insurance and commodity pool/operator roles. Its fee structure combines a percentage of assets under management with performance-based fees, aligning compensation with fund performance. Investment activity centers on structured and securitized products rather than retail separate-account management. The firm identifies as an active ESG investor, indicating ESG considerations are incorporated into portfolio construction or stewardship across its pooled vehicles. Registered with the SEC in 2023, Polus Capital operates under an ownership mix that includes both foreign and individual stakeholders.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • NICHOLAS CHALMERS

    Chief Executive OfficerCRD 5378604

  • WILLIAM CANNON

    Chief Compliance OfficerCRD 8180631

Contacts

3 of 4
  • DAVID KIM

    Managing DirectorCRD 4995353

  • FRANK GOASGUEN

    Non-Executive DirectorCRD 4850272

  • Annalisa Rotunno

    DirectorCRD 7640314

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
152 W 57th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth