POINTGUARD VENTURES

Exempt Reporting AdvisorFINRA MemberEst. 2014
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
LOS ALTOS, California
CRD number
171040
Registered since
March 28, 2014

Firm profile

FINTRX

Overview

Pointguard Ventures is an SEC-registered limited liability company formed in 2014 that operates primarily as a sponsor and general partner of pooled investment vehicles. The firm’s regulatory profile and reported activity indicate its business model centers on managing private fund capital rather than delivering traditional advisory relationships to retail clients. Pointguard Ventures is classified as owner-type individual and is not registered as a multi-state adviser or an active ESG investor. As a sponsor and managing member, the firm focuses on direct private equity deployment through venture capital structures. That role typically implies hands-on portfolio management, deal sourcing, and governance involvement with portfolio companies—functions consistent with the firm’s stated affiliation as a manager of pooled vehicles. The firm does not report typical advisory fee-based retail accounts, signaling that its capital management efforts are concentrated within fund vehicles and institutional-style investor relationships.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • KRISH PANU

    Managing DirectorCRD 6317617

  • NIKHIL PANU

    Operating OfficerCRD 7531425

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LOS ALTOS, CA

SANTA CLARA

Location

LOS ALTOS, CA

Headquartered in LOS ALTOS, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
171 Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth