PNC Wealth Management

Broker-DealerFINRA MemberEst. 2003
Total AUM
$30.3B
Discretionary
$28.2B
93% of AUM
Accounts
164,103
Employees
1,713
Advisory reps
1,334
Brokerage reps
1,709

Firm details

Headquarters
Pittsburgh, Pennsylvania
CRD number
129052
Registered since
September 17, 2003
Website
www.pnc.com
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • Individuals79.41%
  • HNWI17.71%
  • Pension & Profit Sharing Plans1.49%
  • Corporations / Businesses0.99%
  • Charitable Organizations0.35%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

PNC Wealth Management operates as a limited liability company functioning within a bank-affiliated broker-dealer model. The firm is SEC-registered (since 2003) and provides a mix of brokerage, insurance brokerage and advisory services to individual, family and institutional clients. Advisory work centers on portfolio management for individuals, small businesses and institutions, plus selection of other advisers; the primary fee model is a percentage of assets under management. The firm identifies itself as an active ESG investor and participates in sponsor/GP roles for pooled vehicles in addition to its broker-dealer and trust/insurance affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 89%, Exchange Traded Equities 6%, Cash & Cash Equivalents 3%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%89%
  • Public Funds/Mutual Funds89%
  • Exchange Traded Equities6%
  • Cash & Cash Equivalents3%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 11

  • Stephanie Young

    Registered Administrative CoordinatorCRD 4365551

  • Richard Guerrini

    President, CEOCRD 1990015

  • Sean Flynn

    Sean Flynn

    Chief Compliance OfficerCRD 2790159

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Contacts

3 of 1323
  • Robert Mckearin

    Robert Mckearin

    Wealth ManagementCRD 5640266

  • Jason Grant

    Jason Grant

    Investment AdvisorCRD 5642366

  • Cali Lehman

    Financial AdvisorCRD 5642980

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,448

Active vs passive

$73.5B in ETFs

Passive

91%

$66.9B

Active

8%

$6.6B

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$11.5B15,414,62215.70%
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Location

Primary office

Pittsburgh, PA

Allegheny

Location

Pittsburgh, PA

Headquartered in Pittsburgh, PA, anchoring the Pittsburgh-New Castle-Weirton, PA-OH-WV metro in the Northeast.

Metro area
Pittsburgh-New Castle-Weirton, PA-OH-WV
Region
Northeast
County
Allegheny
Address
300 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth