PLUS CAPITAL

RIASEC RegisteredEst. 2023
Total AUM
$294M
Discretionary
$294M
100% of AUM
Avg account
$19.6M
Accounts
15
Employees
9
Advisory reps
4

Firm details

Headquarters
VENICE, California
CRD number
167459
Registered since
June 30, 2023
Fee structure
Percentage of AUM, Commissions, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Plus Capital is structured as a limited liability company operating primarily as a venture capital manager focused on institutional clients. The firm is registered with the SEC (registration year listed as 2023) and carries out portfolio management for pooled investment vehicles. It also acts in multiple industry roles, including broker-dealer activity and serving as sponsor, general partner, or managing member of pooled vehicles. Ownership is a mix of domestic entity and individual ownership. Fee arrangements include a percentage-of-AUM element alongside commissions and performance-based fees. The firm is not identified as an active ESG investor and does not report multi-state adviser status.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • Travis Pfeiffer

    Head of FinanceCRD 7830012

  • Michelle Dawson

    Operating OfficerCRD 7835645

  • Amanda Groves

    PartnerCRD 6208032

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

VENICE, CA

LOS ANGELES

Location

VENICE, CA

Headquartered in VENICE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
1729 Abbot Kinney Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth