Platte West Wealth Management, LLC

RIASEC Registered

Total AUM

$25.5M

Discretionary

$25.5M

100% of AUM

Avg account

$354K

Accounts

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 158954
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Commissions
Client types: HNWI66.69%
Pension & Profit Sharing Plans20.68%
Individuals11.6%
Corporations / Businesses1.03%
Services: Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Platte West Wealth Management, LLC operates as an independent registered investment adviser structured as an LLC with individual ownership. The firm serves both individual and family clients as well as institutional customers. Its advisory scope centers on financial planning, discretionary portfolio management for individuals and small businesses, and educational seminars or workshops. Compensation is a mix of percentage-of-AUM fees and commission-based arrangements. The firm reports no active ESG investing program, is not a multi-state adviser, and does not act as a capital allocator. Platte West maintains industry relationships with an accountant and an insurance company that support its service delivery.