PLANVEST FINANCIAL, INC.

RIASEC RegisteredEst. 2024
Total AUM
$176M
Discretionary
$176M
100% of AUM
Avg account
$318K
Accounts
553
Employees
8
Advisory reps
6

Firm details

Headquarters
GAITHERSBURG, Maryland
CRD number
290306
Registered since
September 9, 2024
Website
www.planvestfinancial.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI60.7%
  • Individuals39.19%
  • Corporations / Businesses0.11%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Planvest Financial, Inc. is an independent SEC-registered investment adviser that serves both individual/family and institutional clients. The firm reports a mix of fee arrangements — percentage of AUM, hourly, and fixed fees — and provides financial planning, portfolio management for individuals and small businesses, and educational seminars. Planvest is structured as a corporation, owned by an individual, and identifies as not being a capital allocator or an active ESG investor. Planvest’s regulatory filing shows registration with the SEC in 2024. The adviser operates with a focus on equity exposure and uses third-party managers for non-traditional strategies rather than sourcing proprietary alternative investments.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 76%, Public Funds/Mutual Funds 14%, State & Local Bonds 5%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%, Other 1%76%
  • Exchange Traded Equities76%
  • Public Funds/Mutual Funds14%
  • State & Local Bonds5%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%

Owners & executives

1 of 1

  • RICHARD CLONCH

    Chief Executive OfficerCRD 4923311

Contacts

3 of 5

  • MICHAEL MATTISON

    Comprehensive Wealth ManagerCRD 2723042

  • ZACHARY PAYNE

    Financial Advisor / Director of Financial PlanningCRD 6516858

  • ROBERT BEHR

    Comprehensive Wealth ManagerCRD 1535798

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 284

Active vs passive

$113M in ETFs

Passive

73%

$82.3M

Active

19%

$31.1M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US DIVIDEND EQUITY ETF (SCHD)SchwabPassiveLarge Value$8M259,1647.01%
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Location

Primary office

GAITHERSBURG, MD

MONTGOMERY

Location

GAITHERSBURG, MD

Headquartered in GAITHERSBURG, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
MONTGOMERY
Address
9711 Washingtonian Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth