PLANNING WORKS ADVISORY, INC.

RIASEC RegisteredEst. 2022

Total AUM

$200M

Discretionary

$200M

100% of AUM

Avg account

$321K

Accounts

623

Employees

Advisory reps

Firm details

Headquarters: AUSTIN, Texas
CRD number: 317834
Registered since: January 7, 2022
Website: www.planningworksadvisory.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI87.33%
Individuals11.91%
Pension & Profit Sharing Plans0.76%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Planning Works Advisory, Inc. is an independent SEC-registered investment adviser that provides financial planning and portfolio management primarily for individuals, families and small businesses. The firm is organized as a corporation, is owned by an individual, and was registered with the SEC in 2022. Its client-facing services include comprehensive financial planning and ongoing discretionary portfolio management; fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm is not positioned as a capital allocator and does not identify as an ESG-focused or multi-state adviser in the available snapshot.